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CourtListener opinion 2864919

Date unknown · US

Extracted case name
pending
Extracted reporter citation
394 S.W.2d 494
Docket / number
pending
QDRO relevance 5/5Retirement relevance 5/5Family-law relevance 5/5gold label pending
Research-use warning: This page contains machine-draft public annotations generated from public opinion text. The headnote is not Willie-approved gold-label work product and is not legal advice. Verify the full opinion and current law before relying on it.

Machine-draft headnote

Machine-draft public headnote: CourtListener opinion 2864919 is included in the LexyCorpus QDRO sample set as a public CourtListener opinion with relevance to pension / defined benefit issues. The current annotation is conservative: it identifies source provenance, relevance signals, and evidence quotes for attorney/agent retrieval. It is not a Willie-approved legal headnote yet.

Retrieval annotation

Draft retrieval summary: this opinion has QDRO relevance score 5/5, retirement-division score 5/5, and family-law score 5/5. Use the quoted text and full opinion below before relying on the case.

Category: pension / defined benefit issues

Evidence quotes

QDRO

H-14, infra. .... 4 The property division in the decree sometimes refers to February 17 as the Adate of divorce@ and presumes that a qualified domestic-relations order effectuating the division would be rendered on the same date as the divorce decree; the QDRO was signed April 20, 2001. 3 H-14 . . . SAVE AND EXCEPT for an undivided one-half (2) interest in and to all Dell Computer Corporation stock options granted to Respondent and vested before February 17, 2000, awarded to Petitioner, MARCIA LEE ANSLEY, hereinabove, any and all sums, whether matured or unmatured, accrued or unaccrued, vested or otherwise

retirement benefits

to Petitioner, MARCIA LEE ANSLEY, hereinabove, any and all sums, whether matured or unmatured, accrued or unaccrued, vested or otherwise, together with all increases thereof, the proceeds therefrom, and any other rights related to any profit sharing plan, retirement plan, pension plan, or like benefit program existing by reason of Respondent=s past, present, or future employment, including, but not limited to, the following: .... b. One-half (2) of Dell Computer Corporation stock options granted to Respondent, ROBERT LESTER ANSLEY, and vested before February 17, 2000. .... d. Any stock options granted and/or veste

pension

RCIA LEE ANSLEY, hereinabove, any and all sums, whether matured or unmatured, accrued or unaccrued, vested or otherwise, together with all increases thereof, the proceeds therefrom, and any other rights related to any profit sharing plan, retirement plan, pension plan, or like benefit program existing by reason of Respondent=s past, present, or future employment, including, but not limited to, the following: .... b. One-half (2) of Dell Computer Corporation stock options granted to Respondent, ROBERT LESTER ANSLEY, and vested before February 17, 2000. .... d. Any stock options granted and/or vested to Respo

401(k)

n February 17 and those existing 2 The plan=s method or formula for determining plan vesting is not in the record. Moreover, neither the plan nor a description or summary of plan benefits is in the record. 3 Item six of the agreement states, AQDRO 50% of 401k and 50% of stock options see exhibit B.@ 2 after that date.4 The divorce hearing, however, was not held until seven months later, on September 6, and the decree was signed that same day. In the interim, Dell granted Robert a significant number of additional stock options. These additional options were not specifically addressed by the mediated settle

Source and provenance

Source type
courtlistener_qdro_opinion_full_text
Permissions posture
public
Generated status
machine draft public v0
Review status
gold label pending
Jurisdiction metadata
US
Deterministic extraction
reporter: 394 S.W.2d 494
Generated at
May 14, 2026

Related public corpus pages

Deterministic links based on shared title/citation terms and QDRO / retirement / family-law retrieval scores.

Clean opinion text

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

 NO. 03-01-00241-CV

 Robert Ansley, Appellant

 v.

 Marcia Lee Ansley, Appellee

 FROM THE DISTRICT COURT OF WILLIAMSON COUNTY, 277TH JUDICIAL DISTRICT
 NO. 98-543-F277, HONORABLE JOHN R. CARTER, JUDGE PRESIDING

 This is an appeal from a post-divorce domestic-relations order granting appellee Marcia

Lee Ansley a percentage of appellant Robert. Ansley=s employee stock options awarded to him after the

couple entered into a mediated settlement agreement, but before the final decree of divorce was signed.

Robert1 complains that the post-divorce order was an impermissible modification of the agreed property

division contained in the final divorce decree rather than a clarification of that decree. We disagree and hold

that the order clarified an ambiguity in the final judgment and enforced the basic division of property agreed

to by the parties in their mediated settlement agreement. We will therefore affirm the district court=s order.

 FACTUAL BACKGROUND

 1
 For clarity, we will use the parties= first names.
 One of the employee benefits provided by Robert=s employer, Dell Computer Corporation,

is an employee stock-option plan in which employees are Agranted@ options to purchase Dell stock in the

future at a specified price. Under the plan, employees must become Avested@ in their stock options before

they can Aexercise@ or liquidate them.2

 The parties signed a mediated settlement agreement on February 17, 2000. A two-page

handwritten exhibit attached to the agreement set out certain terms of the property division, which included

an equal division of Robert=s employee benefits.3 The agreement was predicated on the mediation date,

February 17, 2000, rather than the as-yet-to-be-determined date of divorce. The agreement also

anticipated a qualified domestic-relations order (AQDRO@) addressing the distribution of the options. See

Tex. Fam. Code Ann. ' 9.101-.103, .105 (West 1998). The agreed divorce decree ultimately signed by

the district court approves and incorporates the parties= agreement but set out the division of property in

greater detail. The decree also refers to the employment benefits existing on February 17 and those existing

 2
 The plan=s method or formula for determining plan vesting is not in the record. Moreover,
neither the plan nor a description or summary of plan benefits is in the record.
 3
 Item six of the agreement states, AQDRO 50% of 401k and 50% of stock options see exhibit B.@

 2
 after that date.4 The divorce hearing, however, was not held until seven months later, on September 6, and

the decree was signed that same day.

 In the interim, Dell granted Robert a significant number of additional stock options. These

additional options were not specifically addressed by the mediated settlement agreement or the divorce

decree. The record does not reflect when Robert became aware of these benefits, or whether Marcia was

aware that Robert received the additional options. Nothing in the record indicates that Robert advised

either Marcia or the district court that the community=s assets had increased since the parties= settlement

agreement.

 The September 6 AAgreed Final Decree of Divorce@ provides the following description of

AProperty to Husband@:

 IT IS ORDERED AND DECREED that the husband, ROBERT LESTER ANSLEY, is
 awarded the following as his sole and separate property. . . :
 ....

 H-7. All sums, whether matured or unmatured, accrued or unaccrued, vested or
 otherwise, together with all increases thereof, the proceeds therefrom, and any
 other rights related to any . . . employee stock option plan, . . . or other benefits
 existing by reason of the husband=s past, present, or future employment, except as
 provided in H-14, infra.
 ....

 4
 The property division in the decree sometimes refers to February 17 as the Adate of divorce@ and
presumes that a qualified domestic-relations order effectuating the division would be rendered on the same
date as the divorce decree; the QDRO was signed April 20, 2001.

 3
 H-14 . . . SAVE AND EXCEPT for an undivided one-half (2) interest in and to all Dell
 Computer Corporation stock options granted to Respondent and vested before
 February 17, 2000, awarded to Petitioner, MARCIA LEE ANSLEY,
 hereinabove, any and all sums, whether matured or unmatured, accrued or
 unaccrued, vested or otherwise, together with all increases thereof, the proceeds
 therefrom, and any other rights related to any profit sharing plan, retirement plan,
 pension plan, or like benefit program existing by reason of Respondent=s past,
 present, or future employment, including, but not limited to, the following:
 ....

 b. One-half (2) of Dell Computer Corporation stock options granted to
 Respondent, ROBERT LESTER ANSLEY, and vested before February 17,
 2000.
 ....

 d. Any stock options granted and/or vested to Respondent by Dell Computer
 Corporation from and after the date of divorce, February 17, 2000.

The section of the decree entitled, AProperty to Wife@ states in relevant part:

 IT IS ORDERED AND DECREED that the wife, MARCIA LEE ANSLEY, is awarded
 the following as her sole and separate property, . . .
 ....

 W-7. . . . and one-half (2) of Dell Computer Corporation stock options granted to
 Respondent, ROBERT LESTER ANSLEY, and vested before February 17,
 2000.

As it turned out, February 17 was not the date of the divorce, and no qualified domestic-relations order was

signed contemporaneously with the decree.

 The order subject to this appeal was signed April 20, 2001 and is entitled ADomestic

Relations Order and Assignment-Stock Options.@ It states in relevant part:

 4
 This Order and Assignment is an integral part of the Agreed Final Decree of Divorce signed
 in this case on September 6, 2000. . . . In compliance with those requirements, if any, the
 parties agree, and based on such agreement the Court specifies, finds and IT IS
 ORDERED AND DECREED as follows:

 1. This Order and Assignment assigns a portion of the benefits payable under the plan to
 [Marcia] in recognition of [Marcia]=s marital rights in [Robert]=s stock options payable
 and/or granted under the Plan.
 ....

 4. As part of a just and right division of the estate of the parties, [Marcia] is hereby
 allocated all right, title and interest to the following Dell Computer Corporation Stock
 Options, together with all stock splits, stock dividends, reverse splits, derivatives,
 increases and other rights and privilege in connection therewith, previously awarded to
 [Robert] by Dell Computer Corporation the following Options as specified within this
 spreadsheet:

The spreadsheet attached to the order reflects four separate grants of stock options to Robert:

 A. July 7, 1998 Grant Number 00024023

 B. November 2, 1998 Grant Number 00027067

 C. August 22, 2000 Grant Number 33134

 D. August 22, 2000 Grant Number 42134

The grants provide for varying amounts of unexercised5 options:

 A. July 7, 1998 928 Outstanding Options

 5
 Robert had previously exercised a portion of the first two grants.

 5
 B. November 2, 1988 320 Outstanding Options

 C. August 22, 2000 5920 Outstanding Options

 D. August 22, 2000 5920 Outstanding Options

All options contained in a particular grant do not vest at the same time. The spreadsheet reflects that the

first two grants contain vested options,6 which are apportioned 16 and 40, respectively, to Marcia. The

award of vested stock options is not being challenged by Robert. However, none of the options in the latter

two grants have vested.

 The order also awards Marcia nonvested stock options from the four stock option grants.

She is awarded nonvested stock options according to the following vesting schedule:

 A. 7/17/98 Grant 116 of the 7/17/2001 vesting
 116 of the 7/17/2002 vesting
 116 of the 7/17/2003 vesting
 B. 11/2/98 Grant 40 of the 11/2/2001 vesting
 40 of the 11/2/2002 vesting
 40 of the 11/2/2003 vesting

 C. 8/22/00 Grant (#33134) 592 of the 8/22/2001 vesting
 592 of the 8/22/2002 vesting
 592 of the 8/22/2003 vesting
 592 of the 8/22/2004 vesting
 592 of the 8/22/2005 vesting

 D. 8/22/00 Grant (#42134) 592 of the 8/22/2003 vesting
 592 of the 8/22/2004 vesting
 592 of the 8/22/2005 vesting

 6
 The spreadsheet categorizes the stock options into Aexercisable@ and Anon-exercisable@
groups. We assume that Aexercisable@ means Avested@ and we will refer to them as Avested.@

 6
 592 of the 8/22/2006 vesting
 592 of the 8/22/2007 vesting

We calculate that this order ultimately awards Marcia, after all options have vested, approximately one-half

of Robert=s outstanding stock options granted by Dell.

 Robert does not complain about the award to Marcia of the nonvested options from the first

two grants, July 17, 1998 and November 2, 1998. He complains only about the award to Marcia of

options from the August 22, 2000 grants. These grants did not exist when the case was mediated in

February 2000. They were, however, in existence when the decree was signed on September 6, 2000,

although it does not appear that either Marcia or the district court was aware of them.

 DISCUSSION

 This dispute arises primarily because of the passage of time between the parties= mediated

settlement agreement and their final divorce decree. The divorce decree was not signed until seven months

after mediation.

Standard of Review

 As appellant, Robert has the burden of bringing forth a sufficient record to show reversible

error. Tex. R. App. P. 50(d). Robert did not present a reporter=s record of the proceedings giving rise to

the April 20, 2001 order being appealed. He did not request, and the district court did not file, findings of

fact and conclusions of law. Where there is no reporter=s record and no findings of fact and conclusions of

law, the appellate court presumes all facts necessary to support the judgment. Guthrie v. Nat=l Homes

 7
 Corp., 394 S.W.2d 494, 495 (Tex. 1965); Scott v. Schneider Estate Trust, 783 S.W.2d 26, 28 (Tex.

App.CAustin 1990, no writ).

Interpretation of Consent Judgments

 An agreed divorce decree implementing an agreed property division is controlled by the

rules of construction applicable to ordinary contracts. Allen v. Allen, 717 S.W.2d 311, 312 (Tex. 1986);

Harvey v. Harvey, 905 S.W.2d 760, 764 (Tex. App.CAustin 1995, no writ). If a written agreement can

be given a certain or definite legal interpretation,7 it is not ambiguous and it will be construed according to its

plain language. Coker v. Coker, 650 S.W.2d 391, 393 (Tex. 1983); Thompson v. Thompson, 500

S.W.2d 203, 207 (Tex. Civ. App.CDallas 1973, no writ) (courts are Abound by the express stated intent of

the parties as manifested within the four corners of the instrument itself@). If there is no ambiguity, the court

must give literal effect to the decree as written. Baxter v. Ruddle, 794 S.W.2d 761, 763 (Tex. 1990).

 Whether an ambiguity exists in an agreement is a question of law for the court. Nat=l Union

Fire Ins. v. CBI Indus., Inc., 907 S.W.2d 517, 520 (Tex. 1995); Hurley v. Hurley, 960 S.W.2d 287,

 7
 A judgment must be sufficiently definite and certain to define and protect the rights of the litigants
or provide a definite means to ascertain their rights so that ministerial officers may execute the judgment
without having to ascertain the facts not stated therein. Kimsey v. Kimsey, 965 S.W.2d 690, 695 (Tex.
App.CEl Paso 1998, pet. denied). A divorce decree must set forth the terms of compliance in clear,
specific, and unambiguous terms so that the parties can readily know exactly what duties are imposed on
them. Id.

 8
 288 (Tex. App.CHouston [1st Dist.] 1997, no pet.). A contract is ambiguous if its meaning is uncertain or

it is reasonably susceptible to more than one meaning. Coker, 650 S.W.2d at 393. Conflicting

interpretations or expectations of the parties regarding the instrument do not an ambiguity make. Forbau v.

Aenta Life Ins. Co., 876 S.W.2d 132, 134 (Tex. 1994).

 If a true ambiguity does exist, the court must reform the contract to correct the mutual

mistake of the parties or to reflect the true intent of the parties. Allen, 717 S.W.2d at 313; Dechon v.

Dechon, 909 S.W.2d 950, 956 (Tex. App.CEl Paso 1995, no writ). Existence of an ambiguity creates a

fact question and authorizes consideration of parol evidence. Wilson v. Uzzel, 953 S.W.2d 384, 388 (Tex.

App.CEl Paso 1997, no pet.); Soto v. Soto, 936 S.W.2d 338, 341 (Tex. App.CEl Paso 1996, no writ).8

 Contractual ambiguities can be patent or latent. Nat=l Union Fire Ins., 907 S.W.2d at

520; Gulf Metals Indus., Inc. v. Chicago Ins. Co., 993 S.W.2d 800, 804 (Tex. App.CAustin 1999, pet.

denied). As the term suggests, Apatent@ ambiguities are apparent from the face of the document itself. Nat=l

Union, 907 S.W.2d at 520. Latent ambiguities arise when an otherwise unambiguous contract becomes

uncertain when applied to the subject-matter with which it deals. Friendswood Dev. Co. v. McDade +

Co., 926 S.W.2d 280, 282-83 (Tex. 1996); see also Zeolla v. Zeolla, 15 S.W.3d 239, 242 (Tex.

App.CHouston [14th Dist.] 2000, pet. denied) (applying test to agreed judgments). A latent ambiguity can

arise when a divorce decree=s disposition of retirement benefits becomes uncertain in light of subsequent or

extraneous events not contemplated by the decree. See, e.g., Zeolla, 15 S.W.3d at 242. If a contract is

 8
 Parol evidence is only admissible after an ambiguity is found to exist; it cannot be used to create
the ambiguity. Friendswood Dev. Co. v. McDade + Co., 926 S.W.2d 280, 283 n.1 (Tex. 1996); Nat=l
Union Fire Ins. v. CBI Indus., Inc., 907 S.W.2d 517, 520-21 (Tex. 1995).

 9
 ambiguous, its interpretation becomes a fact issue and the rules of construction are then applied. Coker,

650 S.W.2d at 394. The disputed language is construed in the context of the entire agreement in light of the

circumstances present when the agreement was formed to find the true intention of the parties. Id.

Clarification vs. Modification of the Judgment

 The Texas Family Code authorizes subsequent actions to either enforce a prior decree, Tex.

Fam. Code Ann. '' 9.006, 9.007 (West 1998), or to clarify an ambiguous decree. Id. ' 9.008. A court

Amay render further orders to enforce the division of property made in the decree of divorce . . . to assist in

the implementation of or to clarify the prior order.@ Id. ' 9.006(a). Furthermore, a party Amay petition a

court to render a qualified domestic relations order . . . if the court that rendered a final decree of divorce . .

. dividing property under this chapter did not provide a qualified domestic relations order . . . .@ Id. '

9.103. But, a court may not amend, modify, alter, or change Athe division of property made or approved in

the decree,@ Id. ' 9.007(a), and an Aorder to enforce the division is limited to an order to assist in the

implementation of or to clarify the prior order and may not alter or change the substantive division of

property.@ Id. Upon a finding Athat the original form of the division of property is not specific enough to be

enforceable by contempt, the court may render a clarifying order setting forth specific terms to enforce

compliance with the original division of property.@ Id. ' 9.008(b).

 Thus, enforcement is limited to aiding or clarifying the prior decree. Dechon, 909 S.W.2d

at 956 (citing Pierce v. Pierce, 850 S.W.2d 675, 679 (Tex. App.CEl Paso 1993, writ denied)). If the

court=s plenary power has expired, it may not substantially change the allocation of property in the original

decree. See Reinauer v. Reinauer, 946 S.W.2d 853, 861 (Tex. App.CAmarillo 1997, writ denied).

 10
 Further, clarification requires a finding, express or implied, that the original form of the division of property

lacks sufficient specificity to be enforced by contempt. Alford v. Alford, 40 S.W.2d 187, 189 (Tex.

App.CTexarkana 2001, no pet.); Tex. Fam. Code Ann. ' 9.008(b). If a divorce decree is unambiguous,

the court has no authority to alter or modify the original disposition of property. Haworth v. Haworth, 795

S.W.2d 296, 300 (Tex. App.CHouston [14th Dist.] 1990, no writ).

 Robert asserts that the April 20, 2001 order improperly changed the parties= agreed

division of their marital estate contained in the original divorce decree. He argues that all stock options

received after February 17 were originally awarded to him in the decree. The subsequent order, he claims,

improperly divests him of half of the post-February 17 stock options. He bases his claim on paragraphs H-

7 and H-14 of the decree, which he argues apportioned to him all of the post-February 17 options. He

points out that paragraph W-7 expressly awarded Marcia only a portion of the stock options granted to him

before February 17, 2000. He argues that the effect of paragraph W-7 is to award him all of the stock

options granted after that date.

Is the Original Decree Ambiguous?

 Robert=s complaint raises two questionsCwhether the original decree is ambiguous, and, if

so, whether the April 20 order merely construed or reconciled the decree or impermissibly changed the

substantive division of property. First, we determine whether an ambiguity exists regarding the division of

the stock options.

 Paragraph W-7 awards Marcia one-half of Robert=s stock options vested before February

17. Paragraph H-7 of the decree awards Robert all of his employment benefits except for those awarded

 11
 to Marcia. Paragraph H-14, describes the employment benefits excepted from those awarded Robert due

to their being set aside to Marcia. Paragraph H-14, however, is problematic because it does not clearly

and definitively describe who is to receive the post-February 17 options. On the one hand, it begins by

limiting the property awarded to Marcia to fifty percent of the pre-February 17 options; on the other hand,

it ends by excepting from Robert=s property any post-February 17 stock options. It appears that a drafting

error occurred midway through the paragraph, making the entire provision incoherent. The exact wording

of paragraphs H-7 and H-14 is crucial.

 Paragraph H-7 initially awards Robert all options, but then excepts from the award options

described in paragraph H-14. Paragraph H-14 excepts from Robert=s award Aan undivided one-half (2)

interest in . . . options granted . . . and vested before February 17, 2000@ due to their being awarded to

Marcia. The paragraph goes on to describe Marcia=s award to include one-half of the options Agranted to

[Robert] and vested before February 17, 2000@ and A[a]ny stock options granted and/or vested to [Robert]

. . . from and after the date of divorce, February 17, 2000.@ The paragraphs could be read as awarding

either Robert or Marcia all of the Aoptions granted . . . after . . . February 17, 2000.@ The provision is

patently ambiguous, and, in light of subsequent events, latently ambiguous. See Gulf Metals Indus., 993

S.W.2d at 804. As a result, it fell to the district court to construe the paragraphs in the context of the

parties= entire settlement agreement and in light of the circumstances present when the agreement was

reached. See Coker , 650 S.W.2d at 394.

 The district court=s order implicitly found an ambiguity existed. We hold as a matter of law

that paragraphs H-7 and H-14, when read together, are ambiguous with regard to the disposition of the

 12
 post-February 17, 2000 options. The next task is to construe the decree to effectuate the intent of the

parties without substantively changing the property division.

What was the Intent of the Parties?

 We must determine the intent of the parties regarding the post-February 17 options. See id.

Robert points to paragraphs W-7 and H-7 for proof that the parties intended him to receive those options.

 These paragraphs are general grants of the options, but are based on a categorization and division

contained in the ambiguous paragraph H-14. We believe that the best source for ascertaining the parties=

intent is the mediated settlement agreement itself.9

 The mediated settlement agreement, which was incorporated by reference into the final

decree, provides in relevant part:

 MEDIATED SETTLEMENT AGREEMENT

 The undersigned parties to this agreement agree to compromise and settle the
 claims and controversies between them. The parties wish to avoid potentially protracted
 and costly litigation.

 1. Terms of the settlement are set out on Exhibit A attached to this agreement.
 ....

 \ QDRO 50 % of 401k and 50 % stock options see exhibit B