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CourtListener opinion 4192398

Date unknown · US

Extracted case name
pending
Extracted reporter citation
578 N.E.2d 371
Docket / number
pending
QDRO relevance 5/5Retirement relevance 5/5Family-law relevance 5/5gold label pending
Research-use warning: This page contains machine-draft public annotations generated from public opinion text. The headnote is not Willie-approved gold-label work product and is not legal advice. Verify the full opinion and current law before relying on it.

Machine-draft headnote

Machine-draft public headnote: CourtListener opinion 4192398 is included in the LexyCorpus QDRO sample set as a public CourtListener opinion with relevance to pension / defined benefit issues. The current annotation is conservative: it identifies source provenance, relevance signals, and evidence quotes for attorney/agent retrieval. It is not a Willie-approved legal headnote yet.

Retrieval annotation

Draft retrieval summary: this opinion has QDRO relevance score 5/5, retirement-division score 5/5, and family-law score 5/5. Use the quoted text and full opinion below before relying on the case.

Category: pension / defined benefit issues

Evidence quotes

QDRO

her interest in Allen's pension and retirement benefits with John Hancock, PERF, and Valic for the coverture period, and for any appreciation in the value of her share of the accounts as of the effective date of the qualified domestic relations order ("QDRO"). Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 2 of 11 [4] Paragraph 9(H) is the provision of the Agreed Dissolution Decree resolving the division of the pension and retirement benefits. [Judith] shall be sole owner of and retain her full interest in her pension with In-Pact. The parties were married on April 29,

retirement benefits

he dissolution court's order granting D. Juatrice Edwards' "Motion to Vacate Hearing and Orders Restraining Assets." The court concluded that after the death of Allen O. Edwards, it no longer had jurisdiction over the disbursement of Allen's pension and retirement benefits, which it had previously ordered, and dismissed the temporary restraining order protecting assets, which it had entered. We reverse and remand. Issue [2] The dispositive issue presented in this appeal is whether the dissolution court, which had expressly retained jurisdiction, had jurisdiction over the disbursement of pension and retirement benef

pension

peals from the dissolution court's order granting D. Juatrice Edwards' "Motion to Vacate Hearing and Orders Restraining Assets." The court concluded that after the death of Allen O. Edwards, it no longer had jurisdiction over the disbursement of Allen's pension and retirement benefits, which it had previously ordered, and dismissed the temporary restraining order protecting assets, which it had entered. We reverse and remand. Issue [2] The dispositive issue presented in this appeal is whether the dissolution court, which had expressly retained jurisdiction, had jurisdiction over the disbursement of pensi

survivor benefits

ice, by counsel, filed a "Motion for Leave to Intervene and Enter Limited Appearance to Offer Suggestion of Death and to Vacate Hearing and Orders Restraining Assets." Id. at 51-56. Juatrice sought to intervene in the proceedings because she was Allen's surviving spouse and claimed an interest in some of the property encumbered by the trial court's restraining order. She further argued that any claim Judith had to property that had not been distributed during the four years since entry of the dissolution decree was now a claim against Allen's estate, as the dissolution court no longer had jurisdiction of the matt

Source and provenance

Source type
courtlistener_qdro_opinion_full_text
Permissions posture
public
Generated status
machine draft public v0
Review status
gold label pending
Jurisdiction metadata
US
Deterministic extraction
reporter: 578 N.E.2d 371
Generated at
May 14, 2026

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Deterministic links based on shared title/citation terms and QDRO / retirement / family-law retrieval scores.

Clean opinion text

FILED
 Aug 03 2017, 5:37 am

 CLERK
 Indiana Supreme Court
 Court of Appeals
 and Tax Court

ATTORNEY FOR APPELLANT ATTORNEY FOR APPELLEE
George R. Livarchik INTERVENOR
Livarchik & Farahmand Sophia J. Arshad
Chesterton, Indiana Arshad, Pangere and Warring, LLP
 Merrillville, Indiana

 IN THE
 COURT OF APPEALS OF INDIANA

Judith M. Edwards (n/k/a August 3, 2017
Judith Klemos), Court of Appeals Case No.
 64A03-1608-DR-1954
Appellant-Defendant,
 Appeal from Porter Superior Court.
 v. The Honorable Katherine R. Forbes,
 Magistrate.
 The Honorable William E. Alexa,
Allen O. Edwards, Deceased, Judge.
 Trial Court Cause No.
Appellee-Plaintiff, 64D02-1101-DR-887
 and

D. Juatrice Edwards, as Personal
Representative of the Estate of Allen O.
Edwards,

Appellee-Intervenor.

Sharpnack, Senior Judge

Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 1 of 11
 Statement of the Case
[1] Judith Edwards Klemos appeals from the dissolution court's order granting D.

 Juatrice Edwards' "Motion to Vacate Hearing and Orders Restraining Assets."

 The court concluded that after the death of Allen O. Edwards, it no longer had

 jurisdiction over the disbursement of Allen's pension and retirement benefits,

 which it had previously ordered, and dismissed the temporary restraining order

 protecting assets, which it had entered. We reverse and remand.

 Issue
[2] The dispositive issue presented in this appeal is whether the dissolution court,

 which had expressly retained jurisdiction, had jurisdiction over the

 disbursement of pension and retirement benefits after the death of one of the

 parties to the dissolution, and consequently erred by dismissing the temporary

 restraining order protecting those assets.

 Facts and Procedural History
[3] Judith was married to Allen for more than twenty years prior to the entry of

 their Agreed Dissolution Decree, which was approved by the court on January

 4, 2012. Judith appeared pro se during the proceedings, while Allen was

 represented by counsel. At issue here is enforcement of the award to Judith of

 her interest in Allen's pension and retirement benefits with John Hancock,

 PERF, and Valic for the coverture period, and for any appreciation in the value

 of her share of the accounts as of the effective date of the qualified domestic

 relations order ("QDRO").

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 2 of 11
 [4] Paragraph 9(H) is the provision of the Agreed Dissolution Decree resolving the

 division of the pension and retirement benefits.

 [Judith] shall be sole owner of and retain her full interest in her
 pension with In-Pact.
 The parties were married on April 29, 1989 and they separated
 on October 5, 2009. The parties lived together as husband and
 wife for 20 years and 5 months. [Judith] is entitled to one-half
 interest in [Edward's] pension with John Hancock, PERF, and
 Valic for the coverture period of 20 years and five (5) months.
 Appellant's App. Vol. II, p. 14.

[5] The Agreed Dissolution Decree, which was prepared by Allen's attorney, did

 not contain language assigning the responsibility of preparing the QDROs or

 other documents necessary to divide the pension and retirement benefits.

 Nevertheless, Allen's attorney attempted to prepare a QDRO for Allen's Valic

 account, but that QDRO was rejected. Id. at 24.

[6] Nearly four years elapsed after the entry of the Agreed Dissolution Decree and

 Judith had yet to receive her share of the pension and retirement funds. On

 May 12, 2016, Judith, then represented by counsel, filed a "Verified Emergency

 Motion for Relief from Judgment Per TR 60(A) and (B)(8) (Due to Ex-

 Husband's Terminal Illness)". Id. at 18-22. In that filing, Judith stated that she

 "relied upon Allen's attorney to complete the approval of the award to [her] of

 her one-half coverture interest in Allen's PERF, John Hancock and Valic

 accounts and followed up with Allen and/or his attorney from time to time to

 determine the status of same." Id. at 19. After receiving her copy of the letter

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 3 of 11
 from Valic indicating that the submitted QDRO was inadequate, Judith

 continued to contact Allen and his attorney to determine the status of the

 distribution.

[7] Upon learning that Allen was terminally ill with cancer and had but a short

 time to live, Judith filed an emergency motion to obtain the assets awarded to

 her in the Agreed Dissolution Decree. In support of her motion, she claimed

 that she was misled to believe that PERF would divide Allen's pension and
 1
 retirement benefits by a QDRO when it would not, and she later learned that

 Valic did not retain records sufficient to approve a QDRO for the account. She

 sought emergency relief from the dissolution court to enable her to receive her

 portion of the benefits from Allen's PERF, Valic, and John Hancock accounts.

[8] Responses to nonparty requests for production revealed that on April 26, 2016,

 well after the dissolution decree had been entered, Allen had signed a new

 beneficiary designation removing Judith and their daughter as the primary

 beneficiaries of Allen's PERF annuity savings account, replacing them with a

 new beneficiary, Juatrice Davis, his fiancée. As for the John Hancock

 retirement account, by October 5, 2009, his assets were valued at $25,844.65.

 On March 31, 2016, the account had a value of $73,896.24. The QDRO

 prepared by Allen's counsel provided for the withdrawal of $22,894.98 for

 1
 Certain restrictions applicable to a dissolution court's division of PERF benefits have been recognized and
 addressed in Board of Trustees of Ind. Public Employees Retirement Fund v. Grannan, 578 N.E.2d 371 (Ind. Ct.
 App. 1991), trans. denied.

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 4 of 11
 Judith's share. No further action was taken at that point with respect to the

 Valic account.

[9] On May 23, 2016, Judith filed an amended emergency motion, adding to her

 allegations a petition for rule to show cause. The next day Judith filed a

 verified petition under Indiana Trial Rule 65 for an immediate restraining order

 without notice and an application for a preliminary injunction. That day, with

 the agreement of the parties, the trial court issued the restraining order

 prohibiting Allen from disposing of any of his pension benefits, including the

 pension and retirement benefits subject to the order, and a hearing was set for

 July 1, 2016. The pertinent parts of the trial court's order follow:

 (2) The Court also orders that Attorney Livarchik [Judith's
 attorney] shall (as soon as reasonably possible) complete
 QDROs or similar tax-free transfer instruments providing
 for Judith to receive her share of Allen Edwards' Valic and
 John Hancock accounts as required by the January 4, 2012
 Agreed Dissolution Decree. The Court specifically finds
 that Attorney Livarchik's fee for preparation of the
 QDROs shall be paid out of Allen's share of his retirement
 funds, or Allen's other property.
 (3) The Court also finds that the PERF needs to be divided as
 required by the January 4, 2012 Agreed Dissolution
 Decree. The Court specifically reserves jurisdiction over
 this matter including but not limited to the division of
 Allen's PERF and other retirement accounts.
 Id. at 46-47.

[10] Allen passed away on May 25, 2016.

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 5 of 11
 [11] On June 30, 2016, Juatrice, by counsel, filed a "Motion for Leave to Intervene

 and Enter Limited Appearance to Offer Suggestion of Death and to Vacate

 Hearing and Orders Restraining Assets." Id. at 51-56. Juatrice sought to

 intervene in the proceedings because she was Allen's surviving spouse and

 claimed an interest in some of the property encumbered by the trial court's

 restraining order. She further argued that any claim Judith had to property that

 had not been distributed during the four years since entry of the dissolution

 decree was now a claim against Allen's estate, as the dissolution court no longer

 had jurisdiction of the matter after Allen's death.

[12] The trial court held a hearing to determine if it retained jurisdiction over the

 dissolution matters. On July 26, 2016, the trial court concluded that it no

 longer had jurisdiction over the distribution of Allen's retirement and pension.

[13] On August 12, 2016 in Lake Circuit Court, Juatrice filed a "Petition for Probate

 of Will and Issuance of Letters." Appellant's Supp. App. Vol. II, at pp. 2-3.

 On October 24, 2016, Judith filed a "Claim/Complaint" in the probate action

 in Lake County. Appellee's App. Vol. II at pp. 5-18. Juatrice filed a motion to

 dismiss Judith's complaint and filed a motion to strike in the probate action.

 Appellant's Supp. App. Vol. II, pp. 12-18.

[14] Judith now appeals from the dissolution court's order concluding that it no

 longer had jurisdiction over the enforcement and distribution of Allen's pension

 and retirement benefits and that the temporary restraining order should be

 dismissed.

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 6 of 11
 Discussion and Decision
[15] Both parties agree that our standard of review is de novo. The dissolution court

 treated Juatrice's motion as a motion to dismiss for lack of subject matter

 jurisdiction. The facts pertinent to the issue of the trial court's jurisdiction are

 generally undisputed by the parties. When that is the case, we review the trial

 court's ruling de novo. Beard v. Beard, 758 N.E.2d 1019, 1021 (Ind. Ct. App.

 2001), trans. denied.

[16] Subject matter jurisdiction is defined as the power to hear and determine cases

 of the general class to which any particular proceeding belongs. In re Custody of

 M.B., 51 N.E.3d 230, 234 (Ind. 2016). With respect to dissolution proceedings,

 we begin by stating the general premise that dissolution proceedings terminate

 entirely with the death of one of the parties to the dissolution. State ex rel. Smith

 v. Delaware Cty. Superior Court, 442 N.E.2d 978, 980 (Ind. 1982). However,

 certain exceptions have since been recognized.

[17] In Dodd v. Estate of Yanan, 625 N.E.2d 456 (Ind. 1993), the Husband died three

 years after his marriage to Wife was dissolved by a decree which also approved

 a property settlement agreement between them. Wife brought an action against

 Husband's estate seeking monetary and punitive damages, claiming that he had

 withheld information regarding his net worth and thus defrauded her in the

 settlement agreement approved by the court.

[18] The probate court dismissed the Wife's claim on the ground that it was an

 impermissible collateral attack on the dissolution decree. Our Supreme Court

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 7 of 11
 affirmed the dismissal, holding that a decree of dissolution is a final judgment

 not subject to collateral attack in a different court and that Wife's sole remedy

 was to apply for modification of the decree per then Indiana Code section 31-1-

 11.5-17(b) [now Ind. Code § 31-15-7-9.1(1998)], which provided for

 modification of property disposition orders of dissolution courts in cases of

 fraud.

[19] In State ex rel. Paxton v. Porter Superior Court, 467 N.E.2d 1205, 1207 (Ind. 1984),

 Wife died prior to the entry of a decree of dissolution. Her attorney was

 allowed to claim attorney fees from Husband for services to Wife in the action

 prior to her death. In Lizak v. Schultz, 496 N.E.2d 40, 43 (Ind. 1986), the

 dissolution court was permitted to reduce child support arrearages to a

 judgment after the death of the spouse entitled to the child support payments.

 Her subsequent spouse, as administrator of her estate, was entitled to pursue

 enforcement of the award entered prior to her death in the dissolution court. In

 Beard, the dissolution court bifurcated proceedings, entering an order dissolving

 the marriage, and reserving the property distribution issues for separate

 decision. Husband died prior to any decision as to the property. Wife moved

 to dismiss the dissolution proceedings on the ground the death had deprived the

 dissolution court of jurisdiction. The court denied the motion and proceeded to

 a final hearing and a decree of dissolution, including an award of more than

 fifty percent of the marital property to Husband's estate. A panel of this Court

 held that in light of the statute providing for bifurcation of dissolution

 proceedings, Indiana Code § 31-15-2-14 (1997), the death of a spouse after

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 8 of 11
 dissolution of the marriage and prior to the disposition of property did not

 deprive the dissolution court of jurisdiction to conclude the proceedings and

 decree both the dissolution and property division. Transfer was denied by our

 Supreme Court.

[20] Judith contends that the dissolution court erred by refusing to retain

 jurisdiction, relying in large part on Lizak. Juatrice claims that none of the

 exceptions to the general rule are applicable and relies on Johnson v. Johnson,

 653 N.E.2d 512 (Ind. Ct. App. 1995). In particular, she notes a portion of the

 opinion stating, "We believe that the legislature did not intend for trial courts to

 retain jurisdiction over dissolution actions following the death of one of the

 parties for the purpose of resolving property matters between the parties and

 their successors in interest." Id. at 516. Juatrice argues that the present case is

 like that in Johnson because it is a property matter between a party and a

 successor in interest.

[21] Johnson is distinguishable, however. In Johnson, "the trial court had not made a

 final determination and pronouncement until after Husband had died." Id.

 Therefore, the trial court erred by entering the decree of dissolution nunc pro

 tunc. Id.

[22] In the present case, the trial court had made a final determination upon

 accepting the parties' Agreed Dissolution Decree setting forth the division of

 pension and retirement assets among other things. Judith sought to enforce the

 award in the dissolution court. A dissolution court may exercise continuing

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 9 of 11
 jurisdiction to reexamine a property settlement where the nature of the

 examination is to seek clarification of a prior order." Fackler v. Powell, 839

 N.E.2d 165, 167 (Ind. 2005). "This jurisdictional grant to a dissolution court is

 warranted as an extension of ‘the necessary and usual powers essential to

 effectuate th[e marital] dissolution, [which] include[s] the power to interpret the

 court's own decree.'" Id. (quoting Behme v. Behme, 519 N.E.2d 578, 582 (Ind.

 Ct. App. 1988)). The trial court's order on the May 24, 2016, hearing clarified

 the Agreed Dissolution Decree by assigning the task of preparing the QDROs

 or other necessary documents to Judith's attorney as soon as possible and

 provided for the issuance of a restraining order to protect those assets given the

 state of Allen's health. Allen died the next day, before counsel could prepare

 the necessary documents.

[23] Juatrice intervened in the action and claimed that although the dissolution

 court had explicitly retained jurisdiction for purposes of seeing the disbursement

 of the pension and retirement funds through to its completion, the dissolution

 court no longer had jurisdiction over the matter due to Allen's death. This

 position is contrary to the holdings of the cases cited above and the trial court

 erred by holding that it lacked continuing jurisdiction to complete the

 implementation of the division of property as ordered in the final decree.

[24] The dissolution court's continuing jurisdiction would also include the ability to

 reopen the decree to address any allegations of fraud which may have

 underpinned the final decree or fraud in the attempts to carry out the

 preparation of the QDROs. Additionally, the dissolution court would have the

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 10 of 11
 authority to clarify the issue of any appreciation or depreciation of Judith's

 share of the pension and retirement benefits for the coverture period.

[25] Consequently, the dissolution court further erred by dismissing the restraining

 order protecting the retirement and pension assets until they could be properly

 divided.

 Conclusion
[26] In light of the foregoing, we reverse the dissolution court's order and remand

 for proceedings consistent with this opinion.

[27] Reversed and remanded.

 Crone, J., and Bradford, J., concur.

 Court of Appeals of Indiana | Opinion 64A03-1608-DR-1954 | August 3, 2017 Page 11 of 11